Legal and compliance is an important part of all businesses and organizations. Legal and compliance professionals create, employ, sustain and monitor the compliance effort and make sure all departments of organizations are abiding by the relevant laws and regulations.
COURSE OUTLINE
- Key Legal Drivers for Ethics and Compliance Training
- SOX
- NYSE & NASDAQ Governance Requirements
- Federal Sentencing Guidelines
- Geothermal Laws
- SKPP
- SKPI
- Policies
- Compliance Dangers
- Court Tie-Ups
- Whistleblower
- Background Check
- Key Business Drivers for Ethics and Compliance Training
- Recommended Elements of an Effective Program
- Code of Conduct Training – Core of Any Meaningful Ethics and Compliance Program
- Insider Trading Training
- Training Methodologies
- Understanding the Online Option
- Best Practices for Success
